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INTRATHORACIC PRESSURE CHANGES AFTER
VALSALVA STRAIN AND OTHER MANOEVRES :
IMPLICATIONS FOR DIVERS WITH PATENT FORAMEN OVALE
Balestra C.*, Germonpre P.** and Marroni A.***
* Laboratory of Biology, ULB, Brussels
** Military Hospital Queen Astrid, Brussels
*** Divers Alert Network Europe, Italy
Introduction
SCUBA divers with a patent Foramen Ovale (PFO) may be at risk
for paradoxical (right-to-left) nitrogen gas embolisation when
performing manoeuvres that cause a rebound blood loading to the
right atrium (1). This can cause nitrogen
bubbles in the venous blood flow to be shifted into the left heart
and subsequently into the arterial blood flow without transit
into the pulmonary circulation where bubble capture could occur.
The best known example of these manoeuvres is the Valsalva manoeuvre
(Antonio-Maria Valsalva 1666-1723), that is commonly used to augment
the sensitivity of contrast trans-esophageal echocardiography
(TEE).
The release of the Valsalva manoeuvre results in a decrease of
the airway and intrathoracic pressure (ITP). This will be followed
by a sudden increase in systemic blood return to the right atrium
and by an increase of the venous filling of the lungs, with a
resultant decrease in flow into the left heart (2,3).
The blood shift resulting from the release of ITP causes a rise
in the right atrial pressure (RAP) that is easily seen during
TEE as a leftwards bulging of the interatrial septum, and marked
opening of a PFO, if present (4,5). By injecting
agitated saline during the strain phase of this Valsalva manoeuvre,
and releasing the strain when the first saline microbubbles are
seen arriving in the right atrium, these bubbles may be swept
through a PFO and thus reveal its presence. Because of intra-atrial
blood flow patterns, these bubbles - injected in an antebrachial
vein - may not come sufficiently close to the interatrial septum
to transgress through an, even large, PFO (6).
It has been suggested that the manoeuvres used by divers during
their descent to equalize the pressure in the middle ear (tympanic)
cavity with the ambient hydrostatic pressure, can likewise cause
such an increase in right atrial pressure and lead to permeabilisation
(opening) of a PFO if present. . Many different manoeuvres are
available to perform such an equalization of pressure of the ear
cavities; the most commonly used is a short and gentle “Valsalva
manoeuvre” which is performed pinching nostrils with one hand
and gently blowing through the blocked nose in order to increase
the middle ear pressure by air insufflation through the Eustachian
tube.
The present work was undertaken to investigate if this “Diver's
Valsalva manoeuvre” was somehow similar to the Valsalva technique
that is being used to augment the sensitivity of contrast echocardiography
, especially with regard to the intrathoracic pressure rise and
fall. We further wanted to compare this “Diver's Valsalva manoeuvre”
to other common events likely to increase the ITP, again with
regard to the levels of ITP reached during the event and to the
characteristics of ITP during the release phase of the manoeuvre
or event.
Methods
Sixteen experienced divers (4 female and 12 male) participated
in the study. Age range was from 22 to 39 years. All subjects
were fully informed regarding the nature of the investigation
and the experimental methods. All gave their informed consent
prior to participation.
We measured the rise and fall in intrathoracic pressure (ITP)
during various manoeuvres by means of an 1,5 ml esophageal balloon
catheter (filled with saline solution), positioned in the lower
third of the esophagus (approximately 45 cm from the nostrils
in a non-reflexogenic zone), connected to a Marquette TRAM 500
monitoring system (Marquette Electronics, Jupiter, FL 33468, USA)
via an Abbott Invasive Blood Pressure Kit (Abbott Laboratories
Ltd, Sligo, Rep. of Ireland) . The system was calibrated (“zero-ed”)
at the level of the xyphoid process. The pressure values obtained
were considered to be “relative” pressures, permitting a comparison
between values from different manoeuvres. The curves were recorded
onto thermal paper.
The tested manoeuvres were :
- CONTROL: maximal isometric arm and chest muscles exercises:
while sitting in a standard position (with knees and hips in
90° flexion), arms extended forward in a 90° angle from
the chest, the diver had to push down on a scale, placed on
the ground, by means of a wooden stick). This test was performed
three times; the mean push-down force was noted, and the mean
ITP reached was used as the control ITP value for the other
tested manoeuvres.
- "GENTLE" VALSALVA: Valsalva manoeuvre (as usually
performed by the diver to equalize middle ear pressure).
- FORCED VALSALVA: Valsalva manoeuvre (maximal): a forced equalizing
manoeuvre.
- CALIBRATED VALSALVA: Valsalva manoeuvre (gradually increased
until the ITP reached the level of the first maximal isometric
exercise)
- COUGH: forceful coughing.
- KNEE BEND WITH VALSALVA: knee bend (with inspiratory block)
- "FREE BREATHING" KNEE BEND: knee bend (free respiration)
- FINAL ISOMETRIC CONTRACTION: final isometric effort: the diver
was instructed to repeat the initial maximal isometric exercise.
Care was taken to ensure that the same push-down force was reached.
The ITP value of the initial isometric muscle exercise was taken
as 100 %, and the level of ITP reached by the others manoeuvres
was related to this standard isometric effort. Next, the slope
of the ITP fall was analyzed to find out if there was a difference
for the tested manoeuvres and if there was a correlation with
the ITP peak reached.
The experimental results were statistically investigated with
a standard procedure including mean, standard deviation, median
and the analysis of variance ANOVA for repeated measures to test
within and between groups effect. The regression lines were computed
using the least squares procedure and the slopes were compared;
regressions were calculated using the peak pressure point reached
per each manoeuver and at least three points of the descending
part of the curve for each subject (exempted "gentle valsalva"
and the knee bend manoevers since the measurement of the releasing
part of curve was inaccurate).
Results
a. Peak ITP reached

Fig 1.
ITP levels significantly higher than the standard maximal
isometric effort were reached during maximal Valsalva manoeuvre
(136 ± 11%, p <0.05), cough (133 ± 7%,
p <0.05), and breath-hold knee bend (172 ± 14%,
p <0.001). Free knee bend ITP levels were similar to
the standard isometric effort (92 ± 14%, p >0.05)
whereas “Divers’ Valsalva manoeuvre” ("gentle"
Valsalva) produced ITP's significantly lower than the standard
(25 ±6%, p<0,001) (Fig. 1)
b. Slope of ITP curves
After computation of the different regression lines from
the experimental data, no significant difference between
the various downward slopes (p=0.1447) were found. All regression
lines could be pooled in a single one with a representative
slope; the pooled slope was : -3,1675. Thus, we found that
the release of ITP after different manoeuvres was similar,
independent of the initial height of ITP reached and the
duration of the preceding ITP plateau.
Discussion
The Valsalva manoeuvre consists of a manual blockage of the nostrils,
followed by a forced expiration against closed mouth and nose,
to provoke an augmentation of the pressure in the nasopharyngeal
cavity. Inevitably, this manoeuvre provokes a rise in intrathoracic
pressure.
There are 6 major sequences to be considered during the Valsalva
manoeuvre (7): the initial inhaling phase,
exhaling phase, strain phase, releasing phase and finally a second
inhaling and exhaling phase (8). Each phase
is accompanied by changes in airway and intrathoracic pressure.
Those pressure changes will interfere with the right and left
atrial pressure curves. During the profound inhalation, initiating
the cycle, there is a right atrium pressure predominance due to
a decrease in intrathoracic pressure and an increased gradient
between the extrathoracic veins and the right atrium. An increased
inflow from the (superior and) inferior caval vein to the right
atrium, an increased filling capacity of the expanded lungs, as
well as ventricular interdependence cause a successive decrease
in left atrial return and pressure. During the exhaling phase
against resistance, the airway and intrathoracic pressure increases
with a resultant left atrial pressure predominance. The increased
intrathoracic pressure diminishes the systemic venous return to
the heart. The peripheral venous flow will first fill up the available
venous capacity. This occurs at the expense of flow through the
central veins, explaining the drop in right ventricular stroke
volume already reported (3). During the first
few heartbeats following the release of the Valsalva manoeuvre,
Lee and co-workers (9) observed an increased
right atrial pressure above the pulmonary wedge pressure and therefore,
presumably above the left atrial pressure.
Other manoeuvres can likewise induce a rise in ITP. From our
investigations, we showed that the usual manoeuvres, used by divers
to equalize the pressure in their middle ear cavities, only induces
a very slight rise in ITP. Moreover, it is usually of short duration.
Therefore, the release of this kind of manoeuvre is not likely
to induce major blood shifts through an eventual PFO. However,
this is drastically different if a “forced” Valsalva manoeuvre
is considered (p<0.001 vs. “divers’ Valsalva” - fig.2 ), where
the rise of ITP is even greater than that obtained by maximal
isometric effort. Literature has reported embolisation during
Valsalva manoeuvre in patients with PFO; our results permit to
more precisely define this observation, in that the Valsalva manoeuvre
performed was certainly a “forced” one (10).
Certain morphological characteristics of the interatrial septum
might not permit a right-to-left shunt in normal circumstances
but allow a massive shunt if the “driving pressure” is sufficiently
high (Balestra et al., unpublished data).

Fig 2.
Based on this and other PFO studies (11,1),
a common advice, given to divers with PFO, is not to perform any
Valsalva manoeuvres causing a real rise of intrathoracic pressure
immediately after ascent from their dive (e.g. to relieve residual
pressure differences in the middle ears), because silent bubbles
can be present in the central venous blood for 2 hours after a
deep dive (12). On the basis of our findings,
they should, to our view, also be advised not to perform sustained
isometric exercise or abdominal strains (such as e.g. defecation,
lifting of dive tanks, orally inflating buoyancy control device
at the surface).
Another important implication for diving instruction should be
that divers should be taught not to perform forceful Valsalva
manoeuvres to equalize middle ear pressures, i.e. using their
abdominal muscles (intra-abdominal pressure can interfere with
ITP (13)). Only jaw and throat muscles should
be used and special attention should be placed on this during
training (14). The anatomical characteristics
of a patent Foramen Ovale are well known (2).
The repeated rebound blood shift and subsequent rise in right
atrial pressure may constitute a mechanical trigger for permeabilization
of a previously closed (but only lightly fused) Foramen Ovale;
a minimally patent Foramen Ovale may become largely patent in
the course of (probably) years. This hypothesis , although as
yet unproved, is firmly backed up by two findings. First, anatomopathological
studies have shown that in an older age group, the incidence of
PFO may be a little lower, but the diameter of the interatrial
channel is always larger (15). Secondly, from
our own experience, several older and experienced divers have
been struck by repeated episodes of “unexplained decompression
illness” (i.e. without having violated currently accepted diving
technical rules, considered as “safe”) after having performed
sometimes more than 1000 dives without any problem. In all of
these divers, on TEE, a large PFO was detected.
Conclusions
We conclude that manoeuvres other than the usual “Divers' Valsalva
manoeuvre” are more likely to cause post-release central blood
shift, both by the higher levels of ITP reached and by the time
during which these ITP's are sustained, thus causing "pooling"
of blood beneath the diaphragm and subsequent release when the
ITP falls. Although the mechanisms of rise and fall of ITP may
be different in these different manoeuvres , the ITP release curves
are identical since the slopes of the regression lines are not
different. Any manoeuvre or exercise that is likely to cause such
a ITP rise for a “prolonged” period, should be discouraged in
divers with PFO, for a sufficiently long period after their dive.
These divers (and maybe also those without PFO) should also be
advised to refrain from strenuous leg or arm exercise (such as
air tank handling and dive boat boarding with full equipment)
after decompression dives.
Nevertheless, it is important to remember that nitrogen bubbles
embolizing through the Foramen Ovale is the cause of decompression
sickness, not the patency of the foramen. In order to minimize
the load of nitrogen bubbles after a dive, several techniques
can be used. Diving no deeper 30m, making a slow ascent (not faster
than 10m/minute) and performing a decompression stop of 5 minutes
between 3 and 6 meters even if the dive tables do not impose one
(the so-called “safety stop”) have all been shown to substantially
reduce venous nitrogen bubble load after a dive (12).
This work was supported by grants from the Divers Alert Network
Europe.
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