Center for
     Hyperbaric
           Oxygen
                Therapy

 

Dr. Peter Germonpré

 

 

InterCreation

 

 

 

 

 

 

 

Soin par oxygénothérapie hyperbare,caisson hyperbare, pour Intoxication au CO , Gangrène Gazeuse, Infections anaerobies tissus mous , Accidents plongée , accidents décompression , Embolie Gazeuse , Plaies Chroniques Ischemiques , Surdité Brutale , trauma Accoustique, Greffes et lambeaux, Brûlures ,Pneumatose Cystoïde Intestinale, intoxication tétrachlorure carbone ,l'anémie sévère , OHB , migraines rebelles, les glaucomes, maladie de Crohn

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Welcome to the Center for Hyperbaric Oxygen Theraphy  Belgian Medical Service

 

- General references
- CO-intoxication
- Smoke inhalation
- Gas Gangrene (Clostridium spp.)
- Anaerobic soft tissue infections (necrotising fasciitis, anaerobic cellulitis, mediastinitis,...)
- Prevention of anaerobic infections in patients with severe trauma ; adjunctive treatment in major soft tissue injury
- Diving accidents (decompression sickness)
- Arterial air or gas embolism
- Stimulation of woundhealing in selected problem wounds
- Sudden deafness and acoustic trauma
- Thermal burns
- Compromised flaps and grafts

disease of Crohn

 

HYPERBARIC OXYGEN THERAPY AND PIRACETAM
DECREASE THE EARLY EXTENSION OF DEEP PARTIAL THICKNESS BURNS

P.Germonpré, M.D.*, P.Reper, M.D.**, A.Vanderkelen, M.D.**
*Center for Hyperbaric Oxygen Therapy
**Burn Center, Military Hospital Queen Astrid
Brussels, Belgium

Abstract

During the first 24 hours, a progression of the burn wound in histological depth or extension is often noted. This can only partially be prevented by the routinely used protocols of fluid resuscitation and burn wound dressing. In a rat model of 5% TBSA burn, Hyperbaric Oxygen Therapy (HBOT) and Piracetam were evaluated for their ability to further prevent this early deepening of the burn wound. After infliction of the burn wound, the animals were treated with an accepted basic burn wound treatment consisting of mafenide 10% solution humid dressings. They were then randomized into three groups: a control group (n=10), receiving no other treatment, a HBOT group (n=17), receiving 60 minutes of HBOT (2 atmospheres absolute) twice daily, and a Piracetam group (n=19), receiving Piracetam (200mg/kg IM) twice daily. On the third day of treatment, the entire burn wound was excised and examined histologically. We found that both HBOT and piracetam had statistically significant effects on the preservation of skin appendages (p=0.003 and 0.007, respectively), epidermal basal membrane (p=0.001 and 0.002, respectively) and on the degree of subepidermal inflammation, as measured by leucocyte infiltration (p=0.001 and 0.038, respectively). The HBOT group showed furthermore significantly less leucocyte infiltration than the Piracetam group (p=0.001). We conclude that, although the clinical importance of the small effect on skin appendage and basal membrane preservation may be questionable, the effect on subepidermal leucocyte infiltration is striking and warrants further investigation to the anti-inflammatory effects of HBOT and possibly Piracetam.

Introduction

Since Jackson (1953) (1), it is generally accepted that a cutaneous burn wound consists of three distinct zones, each with its own histophysiological caracteristics: a central zone of coagulation necrosis, surrounded by a zone of established edema and capillary stasis, which is in turn surrounded by a zone of active edema formation. Another related concept, that of a progressive capillary stasis, reversible if dehydration of the burn wound is prevented, was described by Zawacki in 1974 (2). It is, however, a very common observation in serious burn patients, that areas that seemed to be "partial thickness" burns have to be regraded the next day as "full thickness", despite optimal fluid resuscitation and burn wound coverage (3). This progressive necrosis of tissue cells is closely linked to the degree of edema formation. Edema precedes capillary stasis, which in turn provokes capillary sludge by "rouleaux" formation of the red blood cells and finally capillary thrombosis. The end-point is tissular hypoxia, ischemia and cell death. Several therapeutic measures have been proposed to prevent this cascade. Some are widely accepted, such as early wound coverage and optimal osmotic vascular filling. Other drugs and physical measures have not gained wide acceptance.

We wanted to investigate if Hyperbaric Oxygen Therapy (HBOT) or Piracetam, associated to a classically accepted burn wound treatment, are able to limit the extent of this ongoing tissue damage during the early phase of burn injury.

HBOT is an effective means of augmenting the oxygen content of arterial blood. During HBOT administration, paO2 values as high as 1800 mmHg can be obtained, resulting in the physical dissolution of considerable quantities of oxygen in the plasma (Henry’s Law). This hyperoxia induces a generalized arteriolar vasoconstriction, without impairing the oxygen delivery to the tissues. Transcutaneous and intratissular measurements of pO2 in the limbs of patients undergoing HBOT, reveals that the peripheric oxygen delivery can be more than tenfold as high as in normobaric 100% oxygen breathing (4). Piracetam is a pharmacological substance, widely used in the treatment of cerebral vascular insufficiency, but also, because of its rheological properties, in the early phase after free tissue grafts with vascular micro-anastomosis, and in the treatment of frostbite.

Material and methods

The experimental model developed by Kaufman et al. (5), has been used. It has been shown to reproducibly create a partial thickness burn wound of approx. 5% TBSA, progressing to a full thickness wound if desiccation of the wound is not prevented. It also has a very low intrinsic mortality rate. A few adaptations have been apported, resulting in the following experimental protocol:

Experimental animal: Female Wistar rats of 200 grs (±20 grs) are used. The animals are housed in standard cages, submitted to a 12 hrs light/dark cycle and fed with standard rat chow and water ad libitum. 24 hrs before the test, the animals are shaved circumferentially on the abdomen and back, and carefully depilated with anti-allergic thioglycolate cream.

Burn wound: Three aluminium cylinders, of exact dimensions (diameter 3.76 cm, height 3.78 cm; total weight 500 grs) are placed in a hot water bath (75°C) for at least 1 hour before the beginning of the tests. The animal is anaesthetized with Hypnorm(R) (Fentanyl Citrate 0.315mg/ml + Fluanisole 10mg/ml) 0.15ml/100mg body weight I.M. This dosis provides for a good anaesthesia during approx. 3.5 hrs. The rat is then taken in the left hand, with the right flank exposed. One of the cylinders is taken out of the water bath, and is placed immediately on the exposed skin for 10 seconds. No supplemental pressure is applied. The application time is measured with a chronometre. However, neither extra pressure nor a prolongation of the application time would have had a significant influence on the thermal energy transfer to the skin (5). Surface temperature measurements are performed at the surface of the cylinder (Therm 2285-2, Enginel, Brussels), before and after each application, and show temperatures of 74°±1°C before, and 69°±2°C after the application. The three cylinders are used alternatively, so that each cylinder is allowed a rewarming time of about 10 minutes. In a series of preliminary experiments, biopsies have shown that this method results in a uniform deep partial thickness burn wound, progressing, over a 24-36 Hr period, to full-thickness even when humid dressings are applied.

Burn wound care and resuscitation: Immediately after burn injury, the wound is covered with a dry sterile gauze and the animal is left for four hours without any treatment. Then, two punch-biopsies (2mm²) are taken from standardized parts of the burn wound, and a wound dressing is applied, consisting of a sterile gauze, impregnated with 10% mafenide solution. The dressing is covered with an impermeable membrane (Opsite(R)), and with two layers of adhesive elastic circular bandage (Tensoplast(R)). No fluid resuscitation is given.

Ancillary Treatment: The burn wound dressing is changed daily, under light anesthesia (Hypnorm(R) 0.05ml/100g I.M.). The animals are randomized into three groups, by an independent person, not present at the time of burn wound infliction. The control group receives no ancillary treatment. The "Piracetam group" is given 200mg/kg Piracetam I.M. (UCB Pharma, Belgium), the first injection being given 4 hrs after the burn. The "HBOT" group is submitted to hyperbaric oxygen for 60 minutes, every 8 hours the first day, every 12 hours the following 2 days. The first treatment is given 4 hrs after the burn.

Hyperbaric Oxygen Therapy: HBOT is performed in a small experimental hyperbaric chamber of 60 litres. The animals are placed with their cage inside the chamber, which is preliminary flushed with 100% oxygen for 5 minutes. Then, over a 5 minutes time period, the chamber is pressurized with 100% oxygen to 2 atmospheres absolute (ATA). After a plateau phase of 1 hour at this pressure, ensuring a constant ventilation with 100% oxygen (to prevent CO2 build-up), the chamber is depressurized over a 5 minute period. This HBOT protocol is similar to the generally accepted protocols in the treatment of burns in the human patient.

Morphologic Assessment: Each animal is weighed daily, before treatment. The punch biopsies, taken on day one, are immediately fixed in Bouin's solution for one hour, then in a 15% formaldehyde solution. At the end of the study period, the animals are terminated by ether inhalation and the burn wound is excised entirely, to the fascia. A small (1cm²) flap of unburned skin is included in the excision at the proximal end of the wound, to serve as a intra-individual control. The excised wound is fixed in Bouin's solution for one hour, then in a 15% formaldehyde solution. After fixation, three histologic preparations are made. The first one is a horizontal cut through the middle of the entire specimen and the flap of unburned skin. The other two are horizontal cuts through each of the remaining parts.

Standard haematoxylin-eosin coloration is performed, and the specimens are assessed by an independent pathologist, experienced in the appreciation of burn wound specimens, in the following way: - punch biopsies: a global histologic appreciation is made, classifying the specimens in first, second or third degree burn, according to the standard histologic criteria of epidermal necrosis, subepidermal dehiscence and skin appendage necrosis. - excised burn wound: - reference skin flap: the number of skin appendages per microscopic field (100x) is counted and is considered an indicator of the general type of skin. - burn wound: four microscopic fields (100x) are analysed in the central horizontal preparation, and two more in the upper and lower part of the burn wound (six fields in total). In each microscopic field, the following parameters are evaluated: a- number of destroyed skin appendages, criteria for destruction being: presence of round or pyknotic cells, disappearance of hair follicle roots, abnormal coloration of the cytoplasm b- degree of destruction of the epidermal cover, with estimation (in n/4) of the integrity of the basal epidermal cell layer c- degree of inflammation: per microscopic field, attribution of a score: 0 (no dermal nor hypodermal inflammation), 1 (moderate inflammation, leucocyte presence concentrating around hair follicles), or 2 (severe inflammation, abundant leucocytes present in all skin layers).

Statistical Analysis: For each animal, a global score for all 6 microscopic fields is calculated for each of the three histologic parameters. The means per group are then calculated, and the groups are compared using a one-tailed Student's t-test, with the null hypothesis being the similarity of all groups. All statistical analyses are performed on an IBM PC, by means of SPSS-PC 4.0.

Results

50 rats have entered the study. Early mortality was 4/50 (8%). No exact cause of the deaths could be given; however, anafylaxis due to the Hypnorm(R) injection could not be excluded, since one of the animals died even before the epilation could be performed. The 46 remaining animals were randomized, after the burn wound, into three groups: Control group (n=10), Piracetam group (n=19) and HBOT group (n=17).

The evolution of body weight is given in Table 1. No statistical differences are observed between the 3 groups.

Table 1: Evolution of body weight
  Day 1 Day 3 Difference (%) SD p
Control 193.8g 200.3g + 3.35 % 5.443 %  
Piracetam 201.2g 204.0g + 1.42 % 3.681 % 0.13
HBOT 198.0g 201.8g + 1.92 % 4.198 % 0.22
(Piracetam vs. HBOT: p=0.35)


Analysis of the excised normal skin flaps does not show any significant difference between the three groups (Table 2)

Table 2: Analysis of non-burned skin flaps
  n=5 n=6 n=7 total mean SD p
Control 1 6 3 10 6.20 0.632  
Piracetam 4 7 8 19 6.21 0.787 0.48
HBOT 6 5 6 17 6.00 0.866 0.26
(Piracetam vs. HBOT: p=0.22)


All punch biopsies on day one have been classified as "superficial partial thickness wound", with edema formation, subepidermal dehiscence, preservation of appendages to the superficial third of the dermis.

Percentage of destroyed skin appendages on day 3: significantly less appendages are destroyed in both experimental groups (Table 3). The difference between the Piracetam group and the HBOT group (0.64 vs 0.61) does not attain statistical significance (p=0.17).

Table 3: Destroyed skin appendages
  Fraction SD p
Control 0.73 0.171  
Piracetam 0.64 0.098 0.007
HBOT 0.61 0.068 0.003
(Piracetam vs. HBOT: p=0.17)


Destruction of epithelial basal layer: here again, significantly less destruction has taken place in both experimental groups (Table 4). Also, the difference between Piracetam (0.78) and HBOT (0.73) groups is significant (p=0.02).

Table 4: Destruction of epithelial basal layer
  Fraction SD p
Control 0.87 0.081  
Piracetam 0.78 0.068 0.002
HBOT 0.73 0.059 0.001
(Piracetam vs. HBOT: p=0.02)


Degree of dermal and subepidermal leucocyte infiltration (Table 5): here, the Piracetam (0.60) and HBOT (0.47) groups are significantly different from the Control group (p=0.038 and 0.001, respectively), but i also highly significant between the experimental groups themselves (p=0.001).

Table 5: Degree of dermal/supepidermal leucocyte infiltration
  Fraction SD p
Control 0.69 0.104  
Piracetam 0.60 0.127 0.038
HBOT 0.47 0.082 0.001
(Piracetam vs. HBOT: p=0.001)

Discussion

a. Burn Depth

Depth and extension of the burn wound surface are two of the most important determinants of both mortality and morbidity of the burn injury. Although, in recent years, immediate mortality - due to "burn wound shock" - has decreased significantly, owing to the more efficiënt fluid resuscitation protocols and the more aggressive surgical approach (early tangential excision), a considerable portion of the burn-related deaths now occurs during the weeks after the insult. These deaths are mostly due to multi-organ failure, respiratory insufficiency and/or systemic infection (6). As for morbidity, the risk of delayed burn wound healing and hypertrophic scar formation is directly dependent of the depth of the burn wound and hence its chances of re-epithelialising spontaneously. The longer the duration of the healing process, the higher the risk of wound infection, further compromising proper burn wound healing (7, 8, 9).

Apart from the direct cellular death by heat-induced denaturation of proteins, a delayed and progressive necrosis is observed in the zones around the primary burn injury. A number of factors have been associated with this progression of cellular necrosis.

Zawacki (2) has described a progressive capillary stasis in second degree burn wounds, and was able to distinguish two phases:

  • 0-4 hours: period of edema formation, progressive capillary stasis
  • 4-24 hours: stabilisation of edema and capillary stasis.

By preventing dessiccation of the burn wound in this model, a reversal of capillary stasis could be observed after 24 hours, up to the epidermal layers. In more severe burn wound models, however, as often observed in the clinical situation, these preventive measures, even when associated with a "state of the art" vascular filling and hemodynamic resuscitation, do not succeed in reversing this capillary stasis sufficiently to permit the survival of dermal cells (10).

One of the reasons for this may be found in the sequence of events causing this capillary stasis. During the first hours, the slowing of the capillary blood stream is essentially due to a mechanical compression of the capillaries by edema formation at the tissular end. There, the direct thermal energy overload causes cell lysis and liberation of oncotic substances in the intercellular space, with attraction of fluids from the capillary vascular bed, and elevation of the capillary blood viscosity (11). This corresponds to the first phase observed by Zawacki. At a certain point, this will induce rouleaux formation of the red blood cells, progressive desaturation of their hemoglobin and progressive hypoxia in the capillaries adjacent to the initial burn injury. Consequences of this hypoxia, such as endothelial cell swelling and initiation/propagation of inflammatory reactions will increase the permeability of the capillary wall and augment the edema formation in these zones (12, 13). The causes of edema formation will thus be progressively shifting from initial extracapillary (increased oncotic pressure and hence increased afterload) to local structural defects (augmented capillary permeability and endothelial cell damage).

A key factor in both the endothelial cell damage and the initiation of the various inflammatory cascades (complement activation, activation of arachidonic acid cycle, coagulation cascade, activation of polymorphonuclear leucocytes) seems to be hypoxia-induced oxygen free radical (OFR) formation (14, 15, 16, 17).

In fact, the OFR mediated reactions taking place in the vicinity of the burn wound show striking similarities with those observed in most ischemia-reperfusion models (18). As in those, hypoxia induces OFR formation by means of at least two mechanisms: the conversion of Xanthine-Reductase (X-R) to Xanthine-Oxidase (X-O) (15, 19), and the increase of the natural Superoxide Radical spill by the reduction of the enzymes of the Electron Tranfer Chain in the mitochondria of the endothelial cell (20). The increased production of Superoxide Radical initiates an auto-aggravating process, with the leucocytes playing a key role in continuing OFR production (21, 22). This leads to increasing local tissue damage (by the deleterious action of the various OFR species on all cellular membranes), but may also induce distant pathologic changes related to (pulmonary, hepatic, renal) migration and subsequent translocation of neutrophils, or to increased production of humoral factors (TNFa, IL6...) (14, 16).

Any reduction of the hypoxic capillary and tissue damage would likely reduce not only the final extent of the local insult, but also the risks of subsequent systemic complications in a burned patient.

b. Hyperbaric Oxygen Therapy (HBOT) and Piracetam in the treatment of burns

Since 1965, the possible beneficial influence of HBOT on burn wound healing has been suggested (23). Because of a lack of randomised prospective clinical trials and financial and/or practical constraints, the therapeutic use of oxygen under pressure has not yet gained widespread acceptance, on the contrary.

There have been, however, a considerable number of experimental reports that document the effects of HBOT when used in the acute phase after the burn injury.

  • a decrease of the amount of plasma extravasation (25% vs. 41%) in dogs, submitted to a 40% TBSA 3rd degree burn (24),
  • an acceleration and more complete restoration of the capillary permeability (measured by the Chinese Ink infusion technique) in a rat model of 5% TBSA partial thickness burn (25),
  • a preservation of the tissue ATP levels in zones adjacent to the burn wound (26),
  • a decrease of edema formation and exsudation rate in and around a (5mm diameter) experimental partial thickness burn wound in a human model (27).

These possible effects would be related to

  • a generalized precapillary vasocontriction, hyperoxia-induced, diminishing the blood flow through the damaged capillaries (28),
  • an increase of the quantity of oxygen transported per unit of blood, by physical dissolution of oxygen in plasma (up to 5ml/100ml plasma) (29),
  • an increase of the intracapillary pressure of oxygen, resulting in an increase of the pericapillary diffusion distance of oxygen (30),
  • a possible increase of the plasticity of the red blood cells, diminishing the capillary sludge (31).

A number of clinical reports of the use of HBOT exist, that seem to confirm these experimental findings. Notably, a reduction in resuscitation fluid requirements, in the needs for surgical interventions, in duration of hospital stay and in total hospitalisation costs, has been noted in patient groups, comparable in age, type of burn, and TBSA burned (32). These ongoing studies, of a more economical nature, seem to gain importance. They are however subject to criticism because of their retrospective nature and a lack of formal randomisation.

For Piracetam, no animal or human studies are available regarding its use in burns treatment, some being "en route". However, the rheological properties of this widely used drug, together with the complete absence of noticeable side effects, even at extremetly high dosages, warranted its formal evaluation for this field of application.

c. Experimental Setup

Although the influence of HBOT as a therapeutic measure "on its own" has been demonstrated in the experimental setting, few animal studies have been done to evaluate the supplemental benefit of HBOT to a classical burn wound treatment protocol, in preventing the extension of the burn injury.

Therefore, our protocol was designed to resemble a "realistic" burn patient treatment scenario:

  • a delay of 3 to 4 hours before initiation of advanced burn wound management
  • daily wound dressing changes, with application of an antimicrobial agent
  • utilisation of a HBOT protocol that is currently accepted and employed in the ancillary treatment of burned patients (33)
  • utilisation of a currently recommended high dosage of Piracetam (200mg/kg b.i.d. IM)

As antimicrobial agent, we have chosen mafenide hydrochloride. Although silver sulfadiazine 1% cream is more commonly used in burn centers throughout the world, its greasy component is incompatible with external high pressure oxygen exposure (risk of explosion). Mafenide, although not commercially available as an aqueous solution, can be obtained in powdery form, and is in our burn center commonly used in a 10% solution, as in the commercially available cream. This unusual pharmacological presentation does not, to our view, affect the validity of the results of our study. Severely burned patients need, in our opinion, to be treated in large multiplace hyperbaric chambers, compressed with air and equipped with advanced intensive care monitoring and life support apparatus. In this "intensive care" hyperbaric chambers, greasy wound dressings are not prohibited since the external environment of the patient consists solely of compressed air, the high pressure oxygen being breathed or administered via an isolated breathing circuit.

For this study, no hematological or serological parameters have been studied, for the burn wound inflicted was small (5% TBSA) and would not routinely need important intravenous fluid resuscitation. Also, the risk of distant complications is, in this type of injury, virtually non-existant. Lung tissue biopsies, taken from animals of preliminary groups after completion of the study period, showed no gross pathologic alterations (data not shown) in either group. Any serologic alterations would be likely to be either unmeasurable, or of no clinical significance in this burn wound model.

d. Results

HBOT and Piracetam were both able to decrease the amount of (epi)dermal cellular destruction, as well as the degree of inflammatory reaction (dermal leucocyte infiltration), when applied early after the burn infliction. This represents an added benefit when compared to a "classical" burn wound treatment only. Some reservations have to be made, however, as to the interpretation of these results.

  • It is not known how big a fraction of skin appendages needs to be preserved to ensure a spontaneous burn wound healing. The difference in appendage destruction is significant but small. Whether this will result in faster healing of the burn wound, is impossible to appreciate from this study.
  • The same remark can be made for the percentage of destruction of the surface epithelium. This destruction is, obviously, mainly induced by the direct thermal energy directed to these cells. The fact that HBOT or Piracetam, either via an increased availability of oxygen or by some other mechanism, can preserve a bigger portion of these cells, is interesting, but here again, the difference is very small, and the clinical importance is questionable.

The decrease in polymorphonuclear leucocyte infiltration is the most striking observation. Being admittedly only an imprecise indicator of the extent of the inflammatory reactions that are taking place, neutrophil adherence to the capillary wall, followed by rolling and translocation, is one of the earliest and most easily observable signs of their activation (17, 22, 34, 35). It seems that both HBOT and Piracetam are able to significantly reduce this leucocyte migration.

Conclusions

This study addressed the possible benefits of HBOT and Piracetam when added to the burn wound treatment - from a morphological, descriptive point of view. No information was obtained as to the final clinical consequences of these ancillary treatments, because animals were sacrified before wound healing. However, the effects of Piracetam, but more notably of HBOT on the degree of inflammatory leucocyte response are important, and warrant further investigation. A biochemical study, with a more important burn injury and subsequent serological measurements, as well of its effects on OFR production, will therefore be undertaken. In the mean time, this study somehow adds support to the claims of HBOT of having a place in the combined early management of the burn injury.

(Supported by a grant from the Brussels Capital Region Energy Department, Belgium)

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HYPERBARIC OXYGEN THERAPY IN THE TREATMENT OF BURNS:
EVALUATION OF SYSTEMIC LIPID PEROXIDATION AND
ACTIVATION OF OXYGEN-RADICAL DEPENDENT INFLAMMATORY REACTIONS

P.Germonpré (1), I. Van Renterghem (1), P.Reper (2), L.Duinslaeger (2), A.Vanderkelen (2)
(1) Center for Hyperbaric Oxygen Therapy, Military Hospital Brussels
(2) Burn Center, Military Hospital Brussels

Introduction

In a previous study, we demonstrated the ability of Hyperbaric Oxygen Therapy (HBOT) to prevent at least partially the deepening of an experimental burn during the first days after injury. However, most of the distant complications of major burns seem to be related to the generation of Oxygen Free Radicals (OFR). Therefore, before proceeding to a clinical human study, we wanted to evaluate the possible toxic effects of HBOT in a more extensive burn injury.

Methods

A double-blind prospective study was undertaken. Male Wistar rats were subjected to a 40% TBSA thermal burn or sham burn by submersion, and were resuscitated with intraperitoneal Hartmann solution. After randomisation, half of the burned animals received one HBOT session (60 minutes, 2 ATA) starting 30 minutes after the burn. The animals were sacrificed at 30 minutes (sham burn and control burn groups), 120, 240 or 360 minutes (all groups). Lipid peroxidation products were measured by means of an optimised fluorometric measurement of Malondialdehyde (MDA). Systemic inflammation was evaluated using standard Complement Hemolytic Activity (CH50) and Tumor Necrosis Factor alpha (TNFa).

Results

There was a significant difference in the mortality rate at time points 240 and 360: 28% in the control burn group vs. 11% and 7% in the sham burn groups and HBOT groups respectively. The serum MDA content in the HBOT treated rats was similar to that of the sham burned rats, at all time points, whereas the control burn rats showed a moderate but significant rise at time points 120 and 240 (p<0.05). The HBOT group showed normal CH50 values at all time points, whereas the control burn group showed a stimulation of complement activation and production (but not depletion), reflected by a rise in CH50 (p<0.05). There was a small and statistically non-significant rise in serum TNFa content (p>0.05).

Conclusions

Early HBOT seems to diminish the generation of lipid peroxidation products after a 40% TBSA experimental burn. It seems moreover to have a positive effect on complement activation, and no significant influence on TNFa production. We conclude that, in this model, HBOT seems a safe therapeutic procedure.

(Supported by a grant from the Brussels Capital Region Energy Department)

 

SUDDEN DEAFNESS OF UNKNOWN ORIGIN:
SUCCESSFUL TREATMENT WITH HYPERBARIC OXYGEN AFTER A > 7 DAY TREATMENT DELAY

P. Germonpré, M.D.
Center for Hyperbaric Oxygen Therapy, Military Hospital "Queen Astrid"

Abstract

Three case reports are presented of Sudden Deafness of Unknown Origin, that responded favorably to Hyperbaric Oxygen Therapy (HBOT) after treatment delays of 7, 10 and 12 days, respectively. Near-complete remissions were obtained in all three patients, despite initial hearing loss of -60 to -80 dBa on all frequencies before the start of HBOT. All patients were treated at 2.5 ATA in a multiplace hyperbaric chamber. One patient received ancillary normovolemic hemodilution and corticoid therapy. Patient data are presented and an overview of the possible causes in these individual patients is given.

Introduction

Sudden Deafness of Unknown Origin is a diagnosis "per exclusionem". It can be defined as a rapidly (<3 days) progressive, unilateral perceptive hearing loss, often accompanied with tinnitus, in an otherwise healthy patient, where no direct causative agent, predisposing medical condition, or underlying disease process can be demonstrated (1, 2). The medical therapy is in many cases unsuccessfull, and many therapeutic combinations and protocols have been suggested. No consensus exists on the best therapeutic approach. Although Hyperbaric Oxygen Therapy (HBOT) is sometimes advocated, randomised controlled prospective studies are lacking. It is however felt by HBOT clinicians, that the sooner HBOT is instituted, the better the results (3). Institution of HBOT after a delay of more than 7 days is often felt to be of little use. We present three case reports where, despite long delays during which no or insufficient response was obtained with various therapeutics, the association or institution of HBOT resulted in a near-complete recovery of hearing.

Case Reports

A.M., male, 41 y., presents with a left side perceptive hearing loss and low frequency tinnitus, 4 days after an uneventful SCUBA dive well within the limits of decompression (15 msw, 20 min bottom time), and two days after a swimming pool SCUBA training session (2.5 msw depth). At none of these occasions difficulties with ear equalisation were noted. He is a non-smoker, without history of excessive noise exposure. His medical history is without particularities. Tonal audiometry shows a left pancochlear perceptive hearing loss of -80 dBa. Clinical examination shows no signs of vestibular involvement. A left paracentesis at day 3 yields no retrotympanic liquid. He receives no further treatment untill day 6. Tonal audiometry then shows a -75 dBa global deficit. Blood analysis, posterior fossa CT are normal. A treatment with piracetam 12g i.v. per day, and HBOT (2.5 ATA, 90 min) twice daily, is then instituted. A control audiometry after three days shows a near complete remission (MHL: Mean Hearing Loss on frequencies 250, 500, 1000 and 2000 = -10 dBA), with a small dip at 6000 Hz., which remains identical after completion of the 5 days HBOT.

M.M., female, 29 y. presents with a left side perceptive hearing loss, without tinnitus, of the high frequencies (2000, 4000, 8000 Hz: -80dBa). An initial work-up reveals no causative factors. Posterior fossa CT is normal. From her medical history a congenital spherocytosis is retained, which has been asymptomatic after a splenectomy at the age of 12, but with chronically elevated WBC count (13.000 /mm³), and a minor mitral valve insufficiency. Clinical examination is normal, blood analysis shows no signs of active haemolysis. She is treated with betamethason 4mg/day p.o. Despite this, a progression of the hearing loss is noted, and by day +9, a pancochlear loss of -80dBa is present. She is then transferred for adjunctive HBOT. After 5 days of HBOT (2.5 ATA, 90 min, 1x/day), a complete recovery at the low and middle frequencies is noted, with the persistance of a 4000 Hz and 8000 Hz deficit of -60dBa and -40dBa respectively. This remains so after 5 more days of HBOT. There has been no signs of increased haemolysis during HBOT.

D.A., female, 26 y., presents with a perceptive hearing loss and low frequency tinnitus of the right ear, two days after an otherwise uneventful SCUBA dive well within the limits of decompression (15 msw, 35 min bottom time). There has been no barotrauma of the ear. She is a non-smoker, bank employee, who is in good health and takes no medication. The personal and familial anamnesis is without particularities. Physical examination, extensive blood analysis, and posterior fossa CT scan are normal. Tonal audiometry shows an important deficit on all frequencies, with a MHL of -70dBa. She is treated with nasal decongestionants and co-dergocrin mesilate p.o. for 5 days, then for 7 days with normovolemic haemodilution, piracetam 12g i.v. and triamcinolon 3x4mg p.o. without significant improvement. HBOT (2.5 ATA, 90 min) twice daily, is then started for 5 days, without further drug treatment. After completion of HBOT, there is a complete recovery of the high frequencies, and a MHL of -25dBa. 2 weeks after completion, a MHL of -10 dBa is measured, and 6 months later, this is confirmed.

Discussion

Pathogenesis of SD: In cases where no external or internal cause could be determined, the exact pathogenesis of the hearing loss is not known. Possible mechanisms include micro-thrombo-embolism, arterial vasospasm, perilympatic hypertension, viral infection. Whatever the cause, the consequence is in most cases edema formation, with cochlear arterial supply compromise. The final end-point is endo-cochlear hypoxia, which leads to degeneration of the hair cells in the Organ of Corti (1). In two of our three patients, initially a decompression illness was suspected, and they were referred to our Center for that reason. The dive profile and the long apparition delay precluded this diagnosis. Inner ear barotrauma could not formally be excluded; however, the presentation delay, the absence of any signs of middle ear barotrauma, and the absence of vestibular symptoms, made this diagnosis unlikely (4). In our third patient (case 2), no signs of increased haemolysis nor increased red blood cell adhesion could be documented. Sudden hearing loss has not been described as a possible complication of congenital spherocytosis. Viral etiology was not formally excluded in these three patients; however, it would appear to have been of little benefit in the management of their sudden deafness, and more of an academical value.

Hyperbaric Oxygen Therapy: Although many different therapeutic protocols have been proposed, placebo-controlled dubbel-blind studies have not yet been able to prove the efficacy of any drug treatment over placebo (2, 5). Spontaneous recovery percentages of as much as 68% have been described (13). Although case reports of spectacular response to various drug treatments have been published after long treatment delays, a good recovery is considered rare if high hearing tresholds persists after the 7th day (6). HBOT is not as widely used as other therapeuticals measures. Reasons for this include lack of disponibility of hyperbaric chambers, a perception by ENT specialists of HBOT being an aggressive and dangerous therapy, and perhaps a lack of clinical and experimental papers on the subject, published in ENT scientific journals. Where HBOT is used, it is generally felt - as with any treatment - that the sooner this treatment is begun, the better the chances of recovery. A reduction of cochlear blood flow but at the same time an important rise of the endo-lymphatic oxygen pressure have both been well documented (5), and this could break a vicious circle of hypoxia-induced ultra-structural changes before reaching the "point of no return" where cellular death is inevitable.

Spontaneous recovery: The problem with all studies on the treatment of sudden deafness is the inability to account for spontaneous recovery rates. Byl (1984) (6) analysed data from 225 cases of sudden deafness and developed a prognostic table, taking into account recognized prognostic factors such as severity of hearing loss, time to treatment, age, slope of audiometry curve, vertigo, hearing loss in the opposite ear, erythrocyte sedimentation rate. Following this (highly estimative) prognostic table, our patients had a chance of recovery of 15%, 15% and 30% respectively. Yamamoto et al. (1994) (7), found the recovery rate on the 7th day of treatment the most useful parameter for predicting the final recovery. Our three patients scored extremely bad, since none had a recovery of more than +10 dBa on day +7. Although we can not exclude a spontaneous recovery, the spectacular fall of the hearing treshold shortly after starting HBOT could not but be noted. In these patients, a sub-critical ischemia of the Organ of Corti's sensorineural elements may have been present, causing the hair cells to reside in a "dormant" state. The mechanisms by which HBOT restored almost normal hearing, are probably mainly related to edema-resolution, oxygen supplementation helping to "bridge the gap" in the meantime.

An interesting observation could be made in case 2. Congenital spherocytosis (CS) has on several occasions been considered an absolute contra-indication for HBOT (8, 9). Because of a lack of solid data on this subject, we chose to treat our patient anyway, providing a close monitoring of hematological parameters. We have observed not the slightest sign of hemolysis, and therefore believe that the contra-indication should be relativized or even lifted in the case of asymptomatic, splenectomized CS patients.

Conclusion

Unfortunately, to this day, there is no reliable method for determining if the hair cells in the Organ of Corti are actually dead or dormant. Evoked oto-acoustic emissions might be clinically applicable in appreciating the chances of recovery (10); however, we are far from able to determine which patients should not be treated aggressively because of high chances of favorable outcome. This report is another illustration of the clinical observation that HBOT, either alone or in combination with other therapies, is an effective treatment in certain patients. Large series (1, 11, 12) have yielded a treatment success rate that is comparable to that of any other treatment, perhaps with less side effects. Even if HBOT is not considered as a primary treatment, it is clear that; as long as no reliable determination is possible of the patients who might not benefit from HBOT, a therapeutic trial is warranted in all patients who have not sufficiently responded to "standard" therapy. HBOT is, like any other treatment used, by no means 100% effective. It should however, in our opinion, not be delayed until little hope exists for further recovery.

References

  • Schumann, K., Fischer, B.: Zur Behandlung von Innenohrerkrankungen. Natura Med 1992, 7: 366-385.
  • Shikowitz, M.J.: Sudden Sensorineural Hearing Loss. Med Clin North Am 1991, 75: 1239-1250.
  • Esteve-Fraysse, M.J., Fraysse, B.: Attitude actuelle face à une surdité brusque. 1st Europ Cons Conf on Hyperbaric Medicine (Intr.Reports), ECHM - ASPEPS, Lille 1994, pp. 137-141.
  • Parell, G.J., Becker, G.D.: Conservative management of inner ear barotrauma resulting from scuba diving. Otolaryngol Head neck Surg 1985, 93: 393-397.
  • Lamm, K.: Die medikamentöse Therapie der Innenohrschwerhörigkeiten - kritische Anmerkungen. Wien Med Wschr 1992, 142: 455-459.
  • Byl, F.M.: Sudden Hearing Loss: Eight years experience and suggested prognostic table. Laryngoscope 1984, 94: 647-661.
  • Yamamoto, M., Kanzaki, J., Ogawa, K., Ogawa, S., Tsuchihashi, N.: Evaluation of hearing recovery in patients with sudden deafness. Acta Otolaryngol Suppl Stockh 1994, 514: 37-40.
  • Fischer, B., Jain, K.K., Braun, E., Lehrl, S.: Handbook of Hyperbaric Oxygen Therapy. Springer Verlag, Berlin 1988, p.182.
  • Kindwall, E.P., Goldman, R.W.: Hyperbaric Medicine Procedures, St.Luke's, Milwaukee 1988, pp.1-2.
  • Sakashita, T., Minowa, Y., Hachikawa, K., Kubo, T., Nakai, Y.: Evoked otoacoustic emissions from ears with idiopathic sudden deafness. Acta Otolaryngol Suppl Stockh 1991, 486: 66-72.
  • Zennaro, O., Dauman, R., Poisot, A., Esteben, D., Duclos, JY., Bertrand, B., Cros, AM., Milacic, M., Bebear, JP.: Interêt de l'association hémodilution normovolémique-oxygénothérapie hyperbare dans le traitement des surdités brusques à partir d'une étude rétrospective. Ann Otolaryngol Chir Cervicofac 1993, 110: 162-169.
  • Dauman, R., Poisot, D., Cros, AM., Zennaro, O., Bertrand, B., Duclos, JY., Esteben, D., Milacic, M., Boudey, C., Bebear, JP.: Surdités brusques: étude comparative randomisée de deux modes d'administration de l'oxygénothérapie hyperbare associée au naftidrofuryl. Rev Laryngol Otol Rhinol Bord 1993, 114: 53-58.
  • Weinaug, P. Die Spontanremission beim Hörsturz. HNO 1984, 32: 346-351.

INTRATHORACIC PRESSURE CHANGES AFTER
VALSALVA STRAIN AND OTHER MANOEVRES :
IMPLICATIONS FOR DIVERS WITH PATENT FORAMEN OVALE

Balestra C.*, Germonpre P.** and Marroni A.***

* Laboratory of Biology, ULB, Brussels
** Military Hospital Queen Astrid, Brussels
*** Divers Alert Network Europe, Italy

Introduction

SCUBA divers with a patent Foramen Ovale (PFO) may be at risk for paradoxical (right-to-left) nitrogen gas embolisation when performing manoeuvres that cause a rebound blood loading to the right atrium (1). This can cause nitrogen bubbles in the venous blood flow to be shifted into the left heart and subsequently into the arterial blood flow without transit into the pulmonary circulation where bubble capture could occur. The best known example of these manoeuvres is the Valsalva manoeuvre (Antonio-Maria Valsalva 1666-1723), that is commonly used to augment the sensitivity of contrast trans-esophageal echocardiography (TEE).

The release of the Valsalva manoeuvre results in a decrease of the airway and intrathoracic pressure (ITP). This will be followed by a sudden increase in systemic blood return to the right atrium and by an increase of the venous filling of the lungsin flow into the , with a resultant decrease left heart during TEE as a (2,3). The blood shift resulting from the release of ITP causes a rise in the right atrial pressure (RAP) that is easily seen leftwards bulging of the interatrial septumstrain phase of , and marked opening of a PFO, if present (4,5). By injecting agitated saline during the this Valsalva manoeuvrebubbles may be , and releasing the strain when the first saline microbubbles are seen arriving in the right atrium, these swept through a PFO and thus reveal its presenceantebrachial vein - . Because of intra-atrial blood flow patterns, these bubbles - injected in an may not come sufficiently close to the interatrial septum to transgress through an, even large, PFO (6).

It has been suggested that the manoeuvres used by divers during their descent to equalize the pressure in the middle ear (tympanic) cavity with the ambient hydrostatic pressure, can likewise cause such an increase in right atrial pressure and lead to permeabilisation (opening) of a PFO if present. . Many different manoeuvres are available to perform such an equalization of pressure of the ear cavities; the most commonly used is a short and gentle “Valsalva manoeuvre” which is performed pinching nostrils with one hand and gently blowing through the blocked nose in order to increase the middle ear pressure by air insufflation through the Eustachian tube.

The present work was undertaken to investigate if this “Diver's Valsalva manoeuvre” was somehow similar to the Valsalva technique that is being used to augment the sensitivity of contrast echocardiography , especially with regard to the intrathoracic pressure rise and fall. We further wanted to compare this “Diver's Valsalva manoeuvre” to other common events likely to increase the ITP, again with regard to the levels of ITP reached during the event and to the characteristics of ITP during the release phase of the manoeuvre or event.

Methods

Sixteen experienced divers (4 female and 12 male) participated in the study. Age range was from 22 to 39 years. All subjects were fully informed regarding the nature of the investigation and the experimental methods. All gave their informed consent prior to participation.

We measured the rise and fall in intrathoracic pressure (ITP) during various manoeuvres by means of an 1,5 ml esophageal balloon catheter (filled with saline solution), positioned in the lower third of the esophagus (approximately 45 cm from the nostrils in a non-reflexogenic zone), connected to a Marquette TRAM 500 monitoring system (Marquette Electronics, Jupiter, FL 33468, USA) via an Abbott Invasive Blood Pressure Kit (Abbott Laboratories Ltd, Sligo, Rep. of Ireland) . The system was calibrated (“zero-ed”) at the level of the xyphoid process. The pressure values obtained were considered to be “relative” pressures, permitting a comparison between values from different manoeuvres. The curves were recorded onto thermal paper.

The tested manoeuvres were :

  1. CONTROL: maximal isometric arm and chest muscles exercises: while sitting in a standard position (with knees and hips in 90° flexion), arms extended forward in a 90° angle from the chest, the diver had to push down on a scale, placed on the ground, by means of a wooden stick). This test was performed three times; the mean push-down force was noted, and the mean ITP reached was used as the control ITP value for the other tested manoeuvres.
  2. "GENTLE" VALSALVA: Valsalva manoeuvre (as usually performed by the diver to equalize middle ear pressure).
  3. FORCED VALSALVA: Valsalva manoeuvre (maximal): a forced equalizing manoeuvre.
  4. CALIBRATED VALSALVA: Valsalva manoeuvre (gradually increased until the ITP reached the level of the first maximal isometric exercise)
  5. COUGH: forceful coughing.
  6. KNEE BEND WITH VALSALVA: knee bend (with inspiratory block)
  7. "FREE BREATHING" KNEE BEND: knee bend (free respiration)
  8. FINAL ISOMETRIC CONTRACTION: final isometric effort: the diver was instructed to repeat the initial maximal isometric exercise. Care was taken to ensure that the same push-down force was reached.

The ITP value of the initial isometric muscle exercise was taken as 100 %, and the level of ITP reached by the others manoeuvres was related to this standard isometric effort. Next, the slope of the ITP fall was analyzed to find out if there was a difference for the tested manoeuvres and if there was a correlation with the ITP peak reached.

The experimental results were statistically investigated with a standard procedure including mean, standard deviation, median and the analysis of variance ANOVA for repeated measures to test within and between groups effect. The regression lines were computed using the least squares procedure and the slopes were compared; regressions were calculated using the peak pressure point reached per each manoeuver and at least three points of the descending part of the curve for each subject (exempted "gentle valsalva" and the knee bend manoevers since the measurement of the releasing part of curve was inaccurate).

Results

a. Peak ITP reached


Fig 1.

ITP levels significantly higher than the standard maximal isometric effort were reached during maximal Valsalva manoeuvre (136 ± 11%, p <0.05), cough (133 ± 7%, p <0.05), and breath-hold knee bend (172 ± 14%, p <0.001). Free knee bend ITP levels were similar to the standard isometric effort (92 ± 14%, p >0.05) whereas “Divers’ Valsalva manoeuvre” ("gentle" Valsalva) produced ITP's significantly lower than the standard (25 ±6%, p<0,001) (Fig. 1)

b. Slope of ITP curves

After computation of the different regression lines from the experimental data, no significant difference between the various downward slopes (p=0.1447) were found. All regression lines could be pooled in a single one with a representative slope; the pooled slope was : -3,1675. Thus, we found that the release of ITP after different manoeuvres was similar, independent of the initial height of ITP reached and the duration of the preceding ITP plateau.

Discussion

The Valsalva manoeuvre consists of a manual blockage of the nostrils, followed by a forced expiration against closed mouth and nose, to provoke an augmentation of the pressure in the nasopharyngeal cavity. Inevitably, this manoeuvre provokes a rise in intrathoracic pressure.

There are 6 major sequences to be considered during the Valsalva manoeuvre (7): the initial inhaling phase, exhaling phase, strain phase, releasing phase and finally a second inhaling and exhaling phase (8). Each phase is accompanied by changes in airway and intrathoracic pressure. Those pressure changes will interfere with the right and left atrial pressure curves. During the profound inhalation, initiating the cycle, there is a right atrium pressure predominance due to a decrease in intrathoracic pressure and an increased gradient between the extrathoracic veins and the right atrium. An increased inflow from the (superior and) inferior caval vein to the right atrium, an increased filling capacity of the expanded lungs, as well as ventricular interdependence cause a successive decrease in left atrial return and pressure. During the exhaling phase against resistance, the airway and intrathoracic pressure increases with a resultant left atrial pressure predominance. The increased intrathoracic pressure diminishes the systemic venous return to the heart. The peripheral venous flow will first fill up the available venous capacity. This occurs at the expense of flow through the central veins, explaining the drop in right ventricular stroke volume already reported (3). During the first few heartbeats following the release of the Valsalva manoeuvre, Lee and co-workers (9) observed an increased right atrial pressure above the pulmonary wedge pressure and therefore, presumably above the left atrial pressure.

Other manoeuvres can likewise induce a rise in ITP. From our investigations, we showed that the usual manoeuvres, used by divers to equalize the pressure in their middle ear cavities, only induces a very slight rise in ITP. Moreover, it is usually of short duration. Therefore, the release of this kind of manoeuvre is not likely to induce major blood shifts through an eventual PFO. However, this is drastically different if a “forced” Valsalva manoeuvre is considered (p<0.001 vs. “divers’ Valsalva” - fig.2 ), where the rise of ITP is even greater than that obtained by maximal isometric effort. Literature has reported embolisation during Valsalva manoeuvre in patients with PFO; our results permit to more precisely define this observation, in that the Valsalva manoeuvre performed was certainly a “forced” one (10). Certain morphological characteristics of the interatrial septum might not permit a right-to-left shunt in normal circumstances but allow a massive shunt if the “driving pressure” is sufficiently high (Balestra et al., unpublished data).


Fig 2.

Based on this and other PFO studies (11,1), a common advice, given to divers with PFO, is not to perform any Valsalva manoeuvres causing a real rise of intrathoracic pressure immediately after ascent from their dive (e.g. to relieve residual pressure differences in the middle ears), because silent bubbles can be present in the central venous blood for 2 hours after a deep dive (12). On the basis of our findings, they should, to our view, also be advised not to perform sustained isometric exercise or abdominal strains (such as e.g. defecation, lifting of dive tanks, orally inflating buoyancy control device at the surface).

Another important implication for diving instruction should be that divers should be taught not to perform forceful Valsalva manoeuvres to equalize middle ear pressures, i.e. using their abdominal muscles (intra-abdominal pressure can interfere with ITP (13)). Only jaw and throat muscles should be used and special attention should be placed on this during training (14). The anatomical characteristics of a patent Foramen Ovale are well known (2). The repeated rebound blood shift and subsequent rise in right atrial pressure may constitute a mechanical trigger for permeabilization of a previously closed (but only lightly fused) Foramen Ovale; a minimally patent Foramen Ovale may become largely patent in the course of (probably) years. This hypothesis , although as yet unproved, is firmly backed up by two findings. First, anatomopathological studies have shown that in an older age group, the incidence of PFO may be a little lower, but the diameter of the interatrial channel is always larger (15). Secondly, from our own experience, several older and experienced divers have been struck by repeated episodes of “unexplained decompression illness” (i.e. without having violated currently accepted diving technical rules, considered as “safe”) after having performed sometimes more than 1000 dives without any problem. In all of these divers, on TEE, a large PFO was detected.

Conclusions

We conclude that manoeuvres other than the usual “Divers' Valsalva manoeuvre” are more likely to cause post-release central blood shift, both by the higher levels of ITP reached and by the time during which these ITP's are sustained, thus causing "pooling" of blood beneath the diaphragm and subsequent release when the ITP falls. Although the mechanisms of rise and fall of ITP may be different in these different manoeuvres , the ITP release curves are identical since the slopes of the regression lines are not different. Any manoeuvre or exercise that is likely to cause such a ITP rise for a “prolonged” period, should be discouraged in divers with PFO, for a sufficiently long period after their dive. These divers (and maybe also those without PFO) should also be advised to refrain from strenuous leg or arm exercise (such as air tank handling and dive boat boarding with full equipment) after decompression dives.

Nevertheless, it is important to remember that nitrogen bubbles embolizing through the Foramen Ovale is the cause of decompression sickness, not the patency of the foramen. In order to minimize the load of nitrogen bubbles after a dive, several techniques can be used. Diving no deeper 30m, making a slow ascent (not faster than 10m/minute) and performing a decompression stop of 5 minutes between 3 and 6 meters even if the dive tables do not impose one (the so-called “safety stop”) have all been shown to substantially reduce venous nitrogen bubble load after a dive (12).

This work was supported by grants from the Divers Alert Network Europe.

References

  1. Moon RE, Camporesi EM, Kisslo JA. Patent Foramen Ovale and decompression sickness in divers. Lancet 1989; 11 (3): 513-514 .
  2. Cambier BA, Missault LH, Kockx MM, Vandenbogaerde JF, Alexander JPE, Taeymans YM, Vancauwelaert PA, Brutsaert DL. Influence of the breathing mode on the time course and amplitude of the cyclic inter-atrial pressure reversal in postoperative coronary bypass patients. Eur. Heart J. 1993; 14:920-924.
  3. Versprille A, Jansen JR, Schreuder JJ. Dynamic aspects of interaction between airway pressure and the circulation. In: Prakash O. (ed.) Applied Physiology in clinical respiratory Care: The Hague, Martinus Nijhoff (1982): 447-463.
  4. Tsai LM, Chen JH. Abnormal hemodynamic response to Valsalva manoeuvre in patients with atrial septal defect evaluated by Doppler echocardiography. Chest 1990; 9815 (11) : 1175-1179.
  5. Chen WJ, Kuan P, Lien WP, Lin FY. Detection of Patent Foramen Ovale by contrast transesophageal echocardiography. Chest 1992; 101: 1515-1520.
  6. Germonpré P, Dendale P, Unger Ph, Aerts A, De Pauw M, Vanderschueren F, Balestra C. Patent foramen ovale: a risk factor for cerebral decompression illness in sports divers. Proc XXII Annual Congress of EUBS. 1996: 509-512
  7. Cambier BA: The anatomophysiology of the Atria in Adult Human Hearts. Doctoral Thesis, University of Ghent, Belgium, 1993, 119 pages.
  8. Cambier B, Vandenbogaerde J, Vakaet L. Dynamic imaging of the inter-atrial septum during transesophageal echocardiography and Doppler. J. Anatomy 1990; 173: 246.
  9. Lee J, Matthews MB, Sharpey-Schafer EP. The effect of the Valsalva Manoeuvre on the systemic and pulmonary arterial pressure in man. St. Thomas Hospital Bulletin 1954; Apr. : 311-316.
  10. Rohr Lefloch J. Patent Foramen Ovale and paradoxical embolism. Rev. Neurol.; Paris 1994; 150 (4) :282-285.
  11. Wilmshurst PT, Byrne JC, Webb-Peploe MM. Relation between interatrial shunts and decompression illness in divers. Lancet 1989 ; II : 1302-06
  12. Eckenhoff RG, Olstad CS, Carrod G. Human dose-response relationship for decompression and endogenous bubble formation. J Appl Physiol 1990; 69:914-918.
  13. Cresswell AG, Gründström H, Thorstensson A. Observation on intraabdominal activity in man and patterns of abdominal intra-muscular activity in man. Acta Physiol. Scand. 1992; 144 (4):409-418.
  14. Simmons FB. Improving teaching Valsalva’s manoeuvre. Laryngoscope 1992 ;102 (8): 956 (letter).
  15. Hagen PT, Scholz DG, Edwards WD. Incidence and size of patent foramen ovale during the first 10 decades of life: an autopsy study of 965 normal hearts. Mayo Clin. Proc. 1984 ; 59:17-20.
CAROTID ARTERY DOPPLER AS A MINIMALLY INVASIVE SCREENING METHOD FOR PATENCY OF THE FORAMEN OVALE
(Correlation with Trans-Oesophageal Echocardiography Contrast Study)

P.Germonpré1,4, C.Balestra 1,2,3, L.Kitoko3, Ph. Unger2 .

1: DAN Europe research Division; 2 : Université Libre de Bruxelles; 3: Haute Ecole Paul Henry Spaak, Bruxelles; 4: Centre for Hyperbaric Oxygen Therapy, Military Hospital Bruxelles.

DAN EUROPE RESEARCH

INTRODUCTION

Patent Foramen Ovale (PFO) has been suggested as a possible cause for decompression sickness (DCS) in divers. The mechanism would be a paradoxical arterial embolisation of nitrogen bubbles after dives that would not normally lead to DCS. Previous studies indicated that there was a very significant correlation between cerebral DCS and the presence of a large PFO (Grade 2: > 20 bubbles passing through the patency during the first 3 cardiac cycles). (1)(2)(3).

Although the evidence to support PFO as a possible cause for "undeserved DCS" is strong, it is still based on relatively small-scale retrospective studies (less than 100 individuals), and no prospective study has been done yet.

Because of the relatively low incidence of DCS in sports divers (approx. 1 in 10.000 dives) (4), the setup of a prospective study would require the screening of a large number of divers (considering divers who perform an average of 50 dives per year, the observation of 20 DCS episodes per year would require 4.000 divers to be examined). Obviously, contrast trans-oesophageal echocardiography (TEE) is not appropriate for this purpose, due to its relative invasiveness and unpleasantness, its time and personnel consuming nature and its cost. For these last same reasons, other methods of detecting a right-to-left shunt (e.g. Transcranial Doppler) are equally unsuited. Therefore, a more convenient screening method needs to be defined.

Any chosen screening method should ideally comply to the following prerequisites:

Contrast Carotid Doppler examination (CCD) complies with the first 4 prerequisites formulated above and could be a useful tool in large scale screening of sports divers. Several TEE studies have indicated that a good correlation may exist but no formal validation has been done until now (5)(6) . The present study aims to validate Contrast Carotid Doppler as a means of detecting paradoxical bubble embolization through a PFO.

METHODS

Prospective, semi-blinded comparative evaluation between early Doppler signal detection in the carotid artery after injection of saline contrast medium in a large antebrachial vein, and the subsequent TEE examination for detection and semiquantification of a PFO, if present.

Severe intoxication with CO , Cerebral arterial gas embolism Thirty-three patients from a general cardiologist population, who undergo TEE for a reason independent of the present study, participated in the study.

Exclusion criteria were:

A large bore venous catheter was placed in an antebrachial vein, connected to a three-way valve system with two 10cc syringes attached, as well as a connection to a 500cc saline perfusion bag (fig.1).

 

Muscular necrosis by Clostridia or gas gangrene , Diving accidents or decompression sickness Carotid doppler examination was performed by means of a vascular 8 Mhz doppler probe. Signals were monitored on a earcuff in order to prevent noise interferences on the subject or the experimenter.
A good signal was located on the common carotid artery, and the probe was held in the correct position by an assistant throughout the detection-experiment (fig. 2).

 

 

 

 

For the experiment, 9.5cc of saline and 0.5cc of air was pushed through and fro in the double- syringe system for 10 times, and then injected rapidly into the vein. The appearance of short (less than 3 seconds) series of "clicks" in the carotid doppler signal, within 5 seconds of the end of the injection, was considered to be due to the passage of contrast bubbles in the carotid artery (either via an intracardiac or pulmonary shunt), and classified the patient as "positive". This maneuver was repeated 2 times in rest, and two times after abdominal straining.

 

Chronical ischemic wound , Acoustic trauma and sudden deafness Chronical ischemic wound , Acoustic trauma and sudden deafness For this, the patient was asked to exert abdominal pressure, by respiratory block after maximal inspiration (if this maneuver will produce sufficient pressure to interfere with intrathoracic pressures, it should produce moderate bradycardia that can be heard by the doppler manipulating assistant). After 10 seconds, a duration considered sufficient to pool enough blood in the peripheral parts of thorax, rapid injection of saline contrast medium was performed, and at the end of the injection, the patient was instructed to suddenly release the air from the lungs. Care was taken to ensure correct positioning of the Doppler probe during these maneuvers, particularly in relation to the straining maneuvre, where the Doppler signal tended to be less audible.

 

After this, a standard contrast TEE was performed, as described in an earlier study (1), and the patency of the foramen ovale was semi-quantificatied in: Grade 0 (no bubble passage), grade 1 (< 20 bubbles, either at rest or after straining maneuver) or grade 2 (> 20 bubbles, either at rest or after straining maneuver). Special attention was given to false respiratory contrast (by performing some straining maneuvers without injection of contrast before and after the actual contrast study) and "late" contrast appearance, more than 4 heartbeats after the injection (which may be attributed to pulmonary shunts).

The results were analyzed in order to obtain sensitivity and specificity of this method in comparison to TEE, which is still considered the "gold standard" in PFO detection.

RESULTS

Thirty-three patients participated in the study. Contrast TEE study revealed 8 cases of PFO (24%) which is consistent with the known prevalence of PFO in the normal population. The Carotid Doppler examination was positive in all 8 patients with PFO (sensitivity of the method: 100%). Three false positive results were detected (specificity: 88%). In these, TEE did not reveal possible transpulmonary passage. No false negative detection happened.

CONCLUSIONS

Although the technique may seem subjective in nature, this semi-blinded comparative study shows an excellent sensitivity and specificity of CCD compared to TEE. CCD may be considered as a screening method for detecting PFO in general population and thus can be used for a prospective low cost, low invasive study on the diving population.

A multicentric prospective study, running over four to five years, using this methodology may be necessary in order to determine the relative risk of PFO in diving.

 

REFERENCES

  1. Germonpré P., Dendale P., Unger Ph., Balestra C. Patent Foramen Ovale and decompression sickness in sports divers. J. Appl. Physiol. (1998) 84:1622-1626.
  2. Moon RE., Camporesi EM., Kisslo JA. Patent Foramen Ovale and decompression Sickness in divers. Lancet (1989); 11: 513-514.
  3. Wilmshurst PT., Byrne JV., Webb-Peploe MM. Relation between interatrial septum and decompression illness in divers. Lancet (1989); 11:1302-1306.
  4. DAN Europe data. Proc XXI Annual Congress of EUBS, Milano, 1996
  5. Augusseau MP., Parcouret G., Charbornier B., Sirinelli A., Dreyfus X., Aupart M. Paradoxical embolism and thrombosis trapped in the Foramen Ovale. Role of transesophageal echocardiography. Arch. Mal. Cœur Vaiss. (1997) Nov.; 90 (11): 1553-1558.
  6. Bussière JP., Bonnet D., Renard JL., Monsegu J., Plotton C., Duriez P., Debourayne E., Olivier JP. Contribution of transesophageal echocardiography in the investigation of the atrium in systemic embolism. Ann. Med. Int. (Paris) (1992); 143 (1) : 5-10.
  7. Balestra C., Germonpré P., Marroni A. Intrathoracic pressure changes after Valsalva strain and other maneuvers: implications for divers with patent foramen ovale. Undersea Hyper. Med. (1998); 25 (3):171-174.
LABYRINTHINE HYDROPS AS A CAUSE OF COCHLEO-VESTIBULAR PROBLEMS
AFTER SCUBA DIVING: A “NEW” DIVING SYNDROME

P. Vander Eecken *, P. Germonpré **

*ENT Dept., St.Lucas Hospital, Gent, Belgium
**Centre for Hyperbaric Oxygen Therapy, Military Hospital ‘Queen Astrid’, Brussels, Belgium

Abstract

Labyrinthine Hydrops is until now - to our knowledge - an undescribed cause of vertigo and hearing problems after SCUBA diving. This “Ménière”-like syndrome occurs in divers who have moderate to severe middle ear equalisation problems, but is not associated with true inner ear barotrauma. Instead, the repeated oval window movements and perilymphatic changes of pressure induced by forceful Valsalva manoeuvres, probably induce a reactive rise in peri- and/or endolymphatic fluid production, causing a syndrome of acute vertigo, tinnitus and low-frequency hearing loss in the hours after surfacing. The prognosis seems to be excellent, and eventually only classical anti-vertiginous drug therapy (type beta-histine) is indicated. We present three case reports of divers who suffered from labyrinthine hydrops after SCUBA diving. The pathophysiology, symptoms and various differential diagnostic elements are discussed.

Introduction

With the ever growing popularity of SCUBA diving, the rate of diving-related middle and inner ear injuries likewise has increased. Often, these injuries are related to a lack of knowledge or training. Climatic conditions may be responsible for the higher rate of these injuries in northern countries as opposed to those countries that possess more tropical diving waters. Several divers presenting with a Ménière-like syndrome, occurring minutes to hours after surfacing, will be presented. Some of these had been treated in the past for inner ear decompression sickness (IEDS), presenting the same triad of symptoms: low frequency hearing loss, tinnitus and vertigo. These diving injuries occurred after relatively innocuous dives, and have been classified previously as “undeserved” IEDS. A common denominator in these episodes was a moderate Eustachian tube dysfunction, with usually an interruption during the descent due to ear equalisation problems. All symptoms cleared over a period of 5 to 6 days, and the course of disease seemed to be favourably influenced by a beta-histine treatment, as in Ménière’s disease.

Subjects and methods: case reports

A female diver, 24 years old, makes a single dive to 15 msw for 35 minutes (bottom time 25 minutes) in a lake, at a water temperature of 5° Celsius. She has at the time a moderate viral rhinitis, and has not taken any medication before the dive. The dive is uneventful, except for an incomplete equalisation of the right ear, and a continuous feeling of pressure (no pain) during descent and bottom stay. A few minutes after surfacing, this pressure seems to increase, and she experiences a feeling of instability, unchanged by position changes (ie. supine position). There is a moderate nausea. Only 24 hours later, she is examined. Clinical examination is normal except for a slight congestion of the nasal mucosa. Micro-otoscopic examination shows no signs of middle ear barotrauma. Tympanometry is normal. Pure-tone audiometry reveals a sensorineural hearing loss of -20dB at frequencies 125, 250 and 500 Hz at the right side. Vestibular testing, including electronystagmography, is normal. She is in possession of an audiometry taken a few months before the accident, which was completely normal. She is treated with beta-histine 3x16mg daily. All symptoms disappear within 3 days. A control audiometry shows a complete hearing recovery. The same patient presents 5 months later, 5 days after a similar episode of instability and sensation of fullness in the right ear, after an equally innocuous dive. She feels already much better at the time of the consultation, and pure-tone audiometry is normal. No therapy is given. She reports complete resolution of the symptoms only after 14 days of relative rest.

A healthy young male diver, 20 years old, makes a single dive to 17 msw, total dive time 40 minutes (bottom time 14 minutes), in the sea at a water temperature of 13° Celsius. The dive is uneventful, except for moderate pain in the right ear due to difficulties equalising. After the pain has cleared, the dive is continued with a slight feeling of pressure in the right ear (no pain). A few minutes after surfacing, a feeling of “sea-sickness” occurs, with nausea and a sensation of fullness in the right ear. Four hours after the onset of symptoms, he is examined. Clinical ENT examination reveals a retracted ear drum on the right side, without other signs of middle ear barotrauma. Tympanometry confirms a hypopressure in the right middle ear (-200 dapa, peak value 0.4ml vs. -85 dapa, peak value 0.6ml in the left ear). Pure tone audiometry shows a sensorineural hearing loss of -20 dB in the low frequencies only. Electronystagmography shows a hyperreactive right labyrinthine system (caloric tests). He is treated with beta-histine 3x16mg daily. All symptoms disappear within three days. Control audiometry shows full hearing recovery.

A healthy male diver of 48 years old, makes his second dive of the day. The first dive was 20 msw, 56 minutes total dive time (of which 15 minutes spent at depth), the surface interval was 4 hours. He now dives to 16 msw, makes multiple ascents-descents between 16 msw and 5 msw, and surfaces after 25 minutes. The water temperature is 25° Celsius. Both during the first and the second dive there are some difficulties in equalising the middle ear pressure on the right side. Strainful Valsalva manoeuvres are used. There is moderate pain. Twenty minutes after surfacing, he experiences rotational vertigo, and a sensation of fullness of the right ear. There is nausea but no vomiting. He is examined some hours after the onset of these symptoms. Clinical examination reveals a Stade 1 barotrauma of the right ear drum. Tympanometry shows hypopressure in the right middle ear (-180 dapa, peak value 0.6ml vs. -30 dapa, peak value 0.8ml in the left ear). Pure tone audiometry shows a sensorineural hearing loss in the low frequency range to -20 dB. Electronystagmography is normal. A treatment with oral decongestive drugs (an antihistaminic drug plus ephedrine) is started, with oral corticotherapy. The otoscopic examination returns to normal within 5 days, but the vertigo persists until the 10th day. The pure-tone audiometry shows a hearing recovery only after 3 weeks.

Discussion

Ménière’s disease was first described by P. Ménière in 1861. It consists of periodic “attacks” of vertigo, tinnitus and low frequency hearing loss. It occurs preferentially in females in their forties, and is often triggered by stress, alcohol, caffeine use. The attacks last minutes to hours; their is complete recovery at first. With recurring episodes however, the low frequency hearing acuity is progressively destroyed.

The pathophysiology of Ménière’s disease consists of a quantitative disturbance of the electrolyte concentration between endolymphatic and perilymphatic fluids, resulting in an osmotic pressure rise in the endolymphatic system (high potassium concentration). This pressure rise causes a rupture of Reissner’s membrane, usually at the apex of the cochlea (helicotrema), seldom in the basal turns, in the sacculus or utriculus. Endolymphatic and perilymphatic fluids mix, and potassium penetrates in the intercellular space. The rise in potassium concentration provokes a depolarisation of the afferent neurones of the acoustic and vestibular nerve, and thus gives rise to the typical symptoms (Fig. 1).

The treatment consists in the restoration of ionic balance and volumes (acetazolamide, beta-histine), and anti-emetic drugs. In severe cases, a vestibular nerve section has been proposed. The efficacy of a translabyrinthine sacculotomy (in order to relieve the pressure in the endolympathic sac and duct) is heavily disputed. Over years, there is a progressive decline in the hearing acuity. The vertigo is usually well controlled (central compensatory mechanisms).

Figure 1: Pathogenesis of Ménière’s disease (Becker et al.)

The divers we describe in this paper presented with Ménière-like symptoms: sudden onset of tinnitus, vertigo (rotational at first, with a remaining instability after a few hours) and low frequency hearing loss. These symptoms occurred a few minutes to a half hour after surfacing from the dive. All cases had experienced moderate Eustachian tube dysfunction during the dive, and reported moderate pain or sensation of fullness in one ear during the dive.

Inner ear decompression sickness (IEDS) was estimated to be unlikely in all cases, because of the shallow depth and/or short dive times. All cases were nevertheless investigated for patency of the Foramen Ovale (PFO), by means of trans-esophageal echocardiography. Cases 1 and 2 had no PFO, case 3 had a type 1 PFO (less than 20 bubbles). Cerebellar decompression sickness (DCS) was also excluded, because of the dive profiles and the absence of other symptoms of DCS. None of the divers breathed oxygen as a first aid measure. Inner ear barotrauma (IEB) was excluded because of the onset of symptoms only after the dive, and because of the very mild middle ear barotrauma. Also, hearing loss in IEB typically affects the high frequencies, because of a perilymphatic fistula or endo- or perilymphatic bleeding. IEB would however have to be suspected in case of persistent (3 to 5 days) rotational vertigo, even with normal otoscopic findings. Finally, alternobaric vertigo should be considered. Although in two of the 3 cases, unequal middle ear pressures could be demonstrated, this diagnosis seems improbable because of the sensorineural hearing loss (no air-bone gap) and the persistence of symptoms over a period of days even with local or systemic nasal decongestive drugs.

We hypothesise that repeated high-amplitude tympanic movements (strained Valsalva manoeuvres) or a continuous pressure-induced inward protrusion of the tympanic membrane and thus, amplified by the ossicle chain, of the stapes footplate into the oval window, causes a pressure rise in the perilymph system. This perilymphatic hyperpressure would then cause a reactive hypersecretion of endolymphatic fluid. Upon surfacing, the perilymphatic pressure returns to normal, and a hydrops of the endolymphatic system will develop. Because of the delay between perilymphatic hyperpression and reactive endolymph secretion, a lag-time may exist in the appearance of the symptoms. A rupture of Reissner’s membrane may occur, although it is possible that the symptoms are only due to an increased diffusion of potassium ions into the perilymph.

Treatment with beta-histine resulted in rapid resolution of symptoms in the first two patients, whereas no treatment or treatment with nasal decongestive drugs did not provide complete relief until after 2 to 3 weeks. As a precaution, beta-histine was continued for 2 to 3 weeks, and diving was suspended for 6 weeks. Further and more detailed (e.g. NMR) studies of future case reports will have to elucidate the exact pathogenesis and optimal treatment of this syndrome.

Conclusion

Diving with rhinitis, sinusitis or Eustachian tube dysfunction is not recommended. However, most divers do not abort a dive or series of dives for moderate Eustachian tube problems. Strainful Valsalva manoeuvres are common practice for many divers, and will even be more common during cold water dives. Even if the ear can finally be “cleared”, a mild middle ear hypopressure may persist during the dive.

A syndrome of vertigo, tinnitus and hearing loss, after a dive, often presents a difficult diagnostic problem. Inner ear decompression sickness and inner ear barotrauma require quite different treatment regimens, with a quite different degree of urgency.

We presented three case reports of a “new” syndrome, with an excellent prognosis (at least on the short term), and a effective treatment. Over the past few months, three more cases were diagnosed, one of which had in the past undergone repeated hyperbaric treatment for suspected decompression sickness. Careful analysis of the accidental dive, the symptoms and their time course might have diagnosed this case earlier.

We propose to add “endolymphatic hydrops” to the list of differential diagnoses of acute vertigo and hearing loss after a SCUBA dive.

References

  1. Becker, W., H.H.Nauman, and C.R. Pfaltz (1990). Hals-Nasen-Ohren-Heilkunde.
  2. Farmer, J.C. (1982). Otologic and paranasal problems in diving. In: The Physiology and Medicine of Diving. P.B. Bennett and D.H. Elliot (Eds.). Best Publishing Co., San Pedro, CA, pp. 507-536.
  3. Shupak, A., I. Doweck, E. Greenberg, C.R.Gordon, O. Spitzer, Y. Melamed and W.S. Meyer (1991). Diving-related inner ear injuries. Laryngoscope 101: 173-179.
  4. Simmons, F.B. (1979). The double-membrane break syndrome in sudden hearing loss. Laryngoscope 89: 59-66.

PATENT FORAMEN OVALE: A RISK FACTOR FOR
CEREBRAL DECOMPRESSION SICKNESS IN SPORTS DIVERS

P.Germonpré, P.Dendale, Ph.Unger, A.Aerts, M.De Pauw, F.Vanderschueren, C.Balestra

Centre for Hyperbaric Oxygen Therapy, Military Hospital Brussels, Belgium
Flemish Free University of Brussels (VUB) Hospital, Cardiology Department, Brussels, Belgium
French Free University of Brussels (ULB) Hospital, Cardiology Department, Brussels, Belgium
University Hospital of Gent, Cardiology Department, Gent, Belgium
Institute of Physiotherapy & Department of Human General Biology (I.S.E.P.K.), Free University of Brussels
DAN Benelux Research Committee, Brussels, Belgium

Introduction

Patency of the Foramen Ovale (PFO) is present in about 30% of the normal population. The prevalence seems to decline with ascending age groups, probably due to secondary closure (Hagen et al. 1984). The anatomical details of PFO are well known: in most cases it consists of a narrow (1-6mm), rather long (7mm) channel, transgressing the inter-atrial septum from upper right posterior to lower left anterior (Cambier et al., 1992). Thus, it forms a functional valve, through which in normal haemodynamic conditions, no significant passage of blood occurs, since the right atrial pressure is lower than the left atrial pressure. Only in some patients, reversal of the pressure gradient may occur during one point in the cardiac cycle, but unless there is a very large opening, no significant shunt occurs (Strunk et al. 1987). If a left-to right shunt is present, the term "PFO" is not any longer appropriate, and the term “ASD” (Atrial septal defect) should be used instead. ASD, however mostly asymptomatic, is an accepted contra-indication for sports diving, whereas PFO, usually undetectable on a clinical basis, is mostly not considered a formal contra-indication.

PFO is the result of an incomplete fusion of the two leaflets of the Oval Fossa after the reversal of the atrial pressures after birth. The declining prevalence of PFO in advancing age groups is probably due to the secondary adhesion and solidification of the two leaflets at a later age. There exists a (until now unproved) hypothesis that a non-patent Foramen Ovale, by one significant or by repeated less important right atrial pressure rises, can re-permeabilize during the course of life. This would have a direct consequence on the diving population's prevalence of PFO, since divers frequently induce such pressure rises voluntarily (Valsalva manoeuvre). Several of the PFO studies in divers who suffered from DCS show a markedly increased prevalence of PFO (Wilmshurst et al. 1989, Moon et al. 1989). A conclusive study on the prevalence of PFO in the diving population in general, however, has, to our knowledge, not yet been published.

Decompression sickness (DCS) can occur in sports divers after uneventful dives, where the diver has not committed any (reported) error in the standardly accepted decompression procedures. Often, PFO is found in these divers. It is now generally accepted - be it based on animal studies with a severe dive profile, yielding a high venous nitrogen bubble load - that patency of the Foramen Ovale (PFO) can be the cause of paradoxical arterial nitrogen bubble emboli, and thus be the cause of decompression illness (Vik et al. 1992). A rise in Pulmonary Artery Pressure, and retrograde rise in Right Atrial Pressure, caused by pulmonary embolisation of nitrogen bubbles, might be responsible for a right-to-left blood shunt through a PFO. These arterial nitrogen bubbles would most likely be migrating to the brain, owing to both the aortic cross flow-patterns and the upright position of the diver during and immediately after the ascent from the dive, thus causing high-spinal, cerebral, cerebellar, vestibular or cochlear DCS symptoms.

The precise pattern of PFO-related DCS however, is not entirely clear. Symptoms seem to appear usually very shortly (less than 30 minutes) after the dive (Wilmshurst, 1989). The higher prevalence of “cerebral” symptom DCS however, has not been found in a recent study (Wilmshurst et al, 1994). This led this author to postulate that another mechanism, rather than embolisation per se, might be involved. Even the hypothesis that so-called “undeserved” DCS would be related to PFO, is still disputed (Smith et al., 1990).

Study Objectives

This (ongoing) study was set up to determine, in a population of Belgian divers with neurological DCS, the prevalence of PFO. The relationship of PFO with spinal or cerebral DCS was examined, as were the dive profile and the circumstances of the dive and accident.

Study Protocol

All Belgian divers who suffered from DCS in the period 1991-1995 and who were treated or followed up in their course of disease in either the Ostend Naval or Brussels Military Hospital Hyperbaric Centres, were reviewed for participation in the study.

Exclusion criteria were:

Arrested diving activity or history of previous DCS were not considered exclusion criteria.

37 divers with neurological DCS were included. According to the symptoms, they were classified as having suffered from “spinal” or “cerebral” (i.e. cerebral, cerebellar, high-spinal, vestibular or cochlear) DCS. Among the dive profile characteristics noted were: dive depth, bottom time, whether decompression stops were necessary, computer or table use, successive dive or not, missed decompression stops, rapid ascent (according to the dive planner used). Also, “minor” risk factors were noted, such as pre-dive fatigue, stress, alcohol consumption or possibility of pre-dive dehydration (inadequate fluid intake), physical effort or feeling of cold during the dive, and post-dive exercise. A DCS episode was classified as “undeserved” when no errors were made as to ascent rate or decompression stops, and less or equal than three of these “minor” risk factors were detected.

For each participating diver, a matched control diver, who never suffered DCS, was selected from the Belgian divers’ population. Matching was performed based on the following criteria: age (±5years), sex, length and weight (Body Mass Index ±2pts), smoking habits, physical condition, diving experience (number of years diving, total number of dives, ±10%), and tubar permeability (method used for ear equalisation). 36 control divers were finally withheld.

All divers underwent a standardised trans-esophageal echocardiography (TEE) with saline contrast generation. In brief, TEE was performed by means of a multiplane echocardiographic endoscope (HP Sonos 2500), in the awake or moderately sedated patient. The inter-atrial septum was located and the ultrasound probe positioned thus that a clear view of both right and left atrium was obtained. Via an antebrachial vein perfusion, shaken saline (10cc, pushed to and fro 10 times in a double syringe system) was injected to obtain contrast generation. The numbers of bubbles appearing in the left atrium within 3 heart cycles was taken as the degree of patency of the Foramen Ovale.

After several readings, each with 1 minute interval in order to clear the right atrium completely of remaining bubbles, the patient was asked to perform a sustained Valsalva manoeuvre, and shaken saline was injected during this manoeuvre. At the arrival of the first bubbles in the right atrium, the patient was instructed to release the strain. Again, passage of bubbles to the left atrium was observed.

The patency of the Foramen Ovale was semi-quantified in several degrees:

All TEE's were recorded onto high-resolution videotape (super-VHS), and reviewed in a blinded manner some time afterwards.
For this analysis, PFO gradation has been simplified into three grades:

Results

The overall prevalence of PFO in DCS divers was 22/37 (59.5%), which is higher than in the matched control divers: 13/36 (36.1%, p=0.06, Fisher’s exact test). More detailed analysis, by means of the McNemar’s test for paired observations, confirmed these findings: p=0.09, with an Odds Ratio of 0.31.

In divers with cerebral DCS, the prevalence of PFO was 16/20 (80%), significantly higher than in their matched controls: 5/20 (25%, p=0.012). In divers with spinal DCS, PFO prevalence (6/17, 35.2%) was comparable to the control divers’ group: 8/16 (50%, p=0.49, Fisher’s exact test). The difference between the two control groups (5/20 vs. 8/16) was not significant (p=0.17). McNemar’s test for paired observations confirmed the significant difference for the cerebral DCS group (p=0.019) but was not significant for the spinal DCS group (p=0.68).

When considering only those divers that had important contrast passage, the differences are even more significant. In cerebral DCS, 14/20 (70%) had PFO grade 2 (control group: 3/20, p=0.002), whereas in spinal DCS this was 5/17 (29.4%) (control group: 6/16, p=0.29, Fisher’s exact test). McNemar’s test was significant for the whole population (p=0.0389), very significant for the cerebral DCS group (p=0.005), but not significant for the spinal DCS group (p>1.0).

Table 1: PFO prevalence in DCS vs. control
  >PFO (%) Gr.2 PFO (%) Controls
PFO (%)
Controls
Gr.2 PFO (%)
cerebral DCS 16/20 (80%) 14/20 (70%) 5/20 (25%)
p (Fisher) 0.012
3/20 (15%)
p (Fisher) 0.002
spinal DCS 6/17 (35.2%) 5/17 (29.4%) 8/16 (50%)
p (Fisher) 0.49
6/16 (37.5%)
p (Fisher) 0.29
all DCS vs ctl. 22/37 (59.5%) 19/37 (51.3%) 13/36 (36.1%)
p (Fisher) 0.06
9/36 (25%)
p (Fisher) 0.08

Looking at other possible differences between the cerebral and spinal DCS group, an analysis was made of the accidental dives. No significant differences were found in dive depth, although cerebral DCS tended to occur at shallower depth (35±11m for cerebral DCS, vs. 41±8m for spinal DCS, p=0.75). 12/20 cerebral DCS cases could be classified as “undeserved”, for 14/17 spinal DCS cases (p=0.17, NS). There was no difference in the number of dive computer users: 10/20 vs. 6/17 (p=0.53). Computer divers did generally deeper dives (mean 37.4m vs. 31.4m for cerebral DCS, and 45.0m vs. 39.0m for spinal DCS), but none of these differences were statistically significant.

Table 2: Analysis of accident dives
  Acc.dive depth “No-Fault” dives Computer use (mean depth) Table use
(mean depth)
cerebral (n=20) 35±11 12/20 10/20
(37.4±10.2)
10/20
(31.4±10.1)
spinal (n=17)
41±8
p (Fisher) 0.75
14/17
6/17 (45.0±8.8)
p (Fisher) 0.17
11/17 (39.0±6.8)
p (Fisher) 0.53

Another analysis was carried out of the biometric data, of smoking habits, of the diving experience data, middle ear equalisation method, between the two groups. No significant difference was found as to age (36.9 vs. 38.5ys, p=0.59), BMI (25.7 vs. 24.6pt, p=0.36), number of smokers (8/20 vs. 4/17, p=0.32), or dive experience. A most significant factor was the method used for middle ear equalisation. Whereas in the spinal DCS group, 8/17 divers indicated having no difficulties for ear “clearing” (yawning or only very light Valsalva), all the divers from the cerebral DCS group said they had to “push hard” or “push really hard” to clear their ears while diving (p=0.006) (Table 3: “BTV”= “Béance Tubaire Volontaire”, i.e. easy equalisation).

Table 3: Analysis of DCS subject characteristics
  age BMI Smokers Dive yrs Dives BTV
cerebral 20 37±9 26±4 8/20 8±6 327±282 0/20
spinal 17 38±9
p 0.59
25±3
p 0.36
4/17
p 0.32
12±10
p 0.16
481±465
p 0.25
8/17
p 0.006

Finally, we looked at those divers that had a so-called “undeserved” DCS episode. Of the 12 cases from the cerebral DCS group, 1 had PFO grade 1 and 9 had grade 2. In the spinal DCS group (14 cases), 2 had PFO grade 1 and 4 grade 2. For PFO in general (grade 1 + grade 2) these differences were almost significant (p=0.051, Fisher’s exact test). For grade 2 PFO, significance was reached (p=0.047). Divers with PFO had very significantly more cerebral DCS (16/22, 73%) than divers without PFO (4/15, 26%) (p=0.0084, Fisher’s exact test). Considering PFO grade 2, this difference was still significant (14/19 vs. 6/18, p=0.021). The Odds Ratio could be determined as 7.33 and 5.6, respectively.

Discussion

Neurological DCS is fortunately a rare occurrence in Belgium. Annually, some 30 cases of DCS are treated. The majority of these cases are neurological. Sometimes, because of the minor, vague and subjective symptoms reported, the diagnosis of neurological DCS is only tentative. Most of these cases, despite equally rapid and aggressive hyperbaric treatment, do not respond well, shedding more doubt as to the initial diagnosis. These cases, almost 50%, were excluded. Because of the study set-up, cases were also excluded where the diving history was not available or when major inconsistencies were present in the diving history. These mounted up to approximately 25%. From the remaining 25%, six divers were excluded because of refusal to undergo TEE. Some of these divers did undergo a transthoracic contrast echocardiography (TTE) but because of the low sensibility of TTE as compared to TEE, especially when trying to semi-quantify the PFO (Siostrzonek et al., 1991), they were nevertheless excluded from analysis.

A lot of attention was given to selecting matched control divers. Since DCS is in most cases a multifactorial event, all possible interfering parameters were matched, both as to possibilities of nitrogen uptake (age, sex, body mass index, physical fitness), as to factors influencing pulmonary fragility (smoking) or lack of diving experience. Because of the (as yet unproved) hypothesis that diving and/or repeated Valsalva manoeuvres could be associated with a failure to fuse or secondary re-opening of a Foramen Ovale, we also selected control divers upon diving experience and ear equalisation method used. All quantitative criteria were matched within ±10%; yes/no criteria were strictly met. With regard to PFO, it is naturally impossible to match for perinatal circumstances, but we assumed that both the DCS divers group and the control divers group were representative samples from the normal non-diving population before they took up diving.

The TEE method was strictly standardised. Two cardiologists reviewed and practised this technique before applying it to all subjects. Divers were instructed to perform a high-strain prolonged Valsalva manoeuvre, which was held for approximately 10 seconds before release. Injection of 10cc of shaken saline resulted in a massive opacification of the right atrium, and only bubbles that appeared in the left atrium within 3 cardiac cycles were considered pathological. All TEE’s were recorded onto high-resolution videotape and reviewed at a later stage by both cardiologists together, in a blinded manner. Care was taken to exclude “false contrast” by turbulence (Van Camp et al., 1994). Only then was the final PFO score attributed. A semi-quantitative approach was adopted, and the difference between slight and important contrast passage was arbitrarily chosen at 20 bubbles. Clearly, divers do not experience such a massive bubble load after most of the dives. Since it seems unlikely that very few microbubbles can provoke clinically overt DCS, this classification can be used to distinguish minor patency from possibly clinically important patency.

Our results seem to confirm this hypothesis. Divers with cerebral symptoms from DCS have a significantly higher PFO prevalence than the control divers (p=0.012), whereas the prevalence in spinal DCS is similar to that of controls. This difference is even more significant when only the grade 2 PFO’s are considered (p=0.002). The prevalence of PFO in control divers is higher than what is reported from autopsy studies, but in the same range as that reported from other contrast echocardiographic studies.

Because of possible other factors affecting DCS risk and/or risk of specific localisation of DCS symptoms (Wilsmurst 1994), the two groups were also analysed for biometry and dive characteristics. No differences were found, except for the ear equalisation method used. It is striking that all of the cerebral DCS cases declared they have to exert a fairly high strain in order to “clear” the ears, whereas in the spinal DCS group, this was the case in only half of the subjects.

Finally we looked at those DCS episodes that could not be explained by decompression errors or multifactorial enhanced DCS susceptibility (26/37, 70.3%). This high percentage can be explained by the exclusion of all “doubtful DCS cases” from the study, where the percentage of “deserved” accidents is higher. Overall, the ratio “deserved-undeserved” lies around 50%. Here again, a much higher prevalence of PFO was found in the cerebral DCS group (10/12, 83%) than in the spinal DCS group (6/14, 43%, p=0.051). When only considering the “important” PFO’s (grade 2), this difference was significant (p=0.047).

Conclusions

A significant correlation between PFO and cerebral DCS, but not spinal DCS, seems likely. This is in accordance with the pathophysiological model, in which nitrogen bubbles, passing through the PFO into the arterial circulation, subsequently migrate preferably into the carotid and/or vertebral arteries.
Since all of the other possible influencing factors have either been matched for, or no significant difference be detected, these findings support the hypothesis that patency of the Foramen Ovale is a possible cause of DCS with cerebral localisation.
For future PFO studies, we strongly recommend:

References